Registered in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WYWhile Wells Fargo Clearing Services LLC is licensed to operate in 50 states, the District of Columbia, Puerto Rico and the Virgin Islands, licenses for individual advisors may vary. Reach the right people with access to detailed contact information. Execution and clearing of futures and options is offered through Wells Fargo Securities International Limited (“WFSIL”). Client type information from Form ADV. Futures, options, and swaps involve risk and are not suitable for everyone. It’s pretty clear from our Wells Fargo Merchant Services review that we don’t hold the company’s credit card processing services in the highest regard. Compensation types are listed for Wells Fargo Clearing Services LLC. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company.WellsTrade® and Intuitive Investor ® … See similar companies for insight and prospecting. About Wells Fargo Wells Fargo & Company (NYSE: WFC) is a diversified, community-based financial services company with $1.97 trillion in assets. Wells Fargo Clearing Services. Business Profile. Get the big picture on a company's affiliates and who they do business with. We're sorry, but some features of our site require JavaScript. employees. We are committed to providing a disciplined, consultative approach to investing that is tailored to our client's individual goals, time horizon, and risk tolerance. This firm can not be compensated based on a share of capital gains on, or capital appreciation of, client assets. WELLS FARGO CLEARING SERVICES, LLC is a business legal entity registered in compliance with the national legislation of the State of Connecticut under the legal form of Foreign Limited Liability Company. The defendant, which does business as Wells Fargo Advisors, provides nationwide … Wells Fargo Advisors LLC provides individuals with customized financial guidance through its Envision process, an investment planning method the firm says is more personal than standard financial advising. After buying Wachovia in the largest bank acquisition to date, Wells Fargo merged its existing brokerage operations with Wachovia Securities in 2009 and rebranded the firm as Wells Fargo Advisors. Wells Fargo Clearing Services, LLC CLAIM THIS BUSINESS. WELLS FARGO CLEARING SERVICES, LLC SEC# 19616 8-37180 Main Office Location Mailing Address Business Telephone Number Doing business as WELLS FARGO CLEARING SERVICES, LLC 314-875-3000 Regulated by FINRA Kansas City Office ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-050 ST. LOUIS, MO 63103 ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004 … Learn More. Wells Fargo helps customers manage exposure and gain operational efficiency through: Execution and clearing of futures and options on futures along with clearing of over-the-counter derivatives is offered through Wells Fargo Securities, LLC (“WFS”). WFS and WFSIL are not guaranteed by Wells Fargo & Co. Wells Fargo Securities is the trade name for the capital markets and investment banking services of Wells Fargo & Company and its subsidiaries, including Wells Fargo Securities, LLC, a CFTC registered futures commission merchant and a member of NYSE, FINRA, NFA and SIPC, Wells Fargo Securities International Limited which is authorized and regulated by the UK Financial Conduct Authority and Wells Fargo Bank, National Association. The risk of transacting in futures, options, and swaps can be substantial. Such disclosure event filings can include certain criminal and civil matters, Wells Fargo Clearing Services is based out of St. Louis. those events to regulators. Wells Fargo Advisors announced reduced minimums and fees on the Intuitive Investor®  automated platform. Wells Fargo Clearing Services LLC. Available client info by % of assets under management are as follows:Client types are by firm and represent a percentage of assets under management. Contacts. 12879. The investment advisory business has offices in 6,239 locations and a total of 25,711 employees. Password. Data obtained from U.S. Securities and Exchange Commission as of 12/14/2020. User ID. Looking for more … The rules made under the Financial Services and Markets Act 2000 for the protection of retail clients will therefore not apply, nor will the Financial Services Compensation Scheme be available. For financial reporting, their fiscal year ends on December 31st. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC,Member SIPC has popup , a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. Firms to Pay $1.4 Million in Restitution to Approximately 100 Affected Customers WASHINGTON—FINRA announced today that Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC (Wells Fargo) have agreed to pay more than $1.4 million in restitution, plus interest, to approximately 100 customers and fines totaling $675,000 for failing to supervise … Gemessen an der Marktkapitalisierung war es im Februar 2017 mit 274 Milliarden US-Dollar die zweitwertvollste Bank der Welt nach JP Morgan Chase. For Financial Advisors, from U.S. News: Get the Advisor's Guide to Working with Divorced Clients. In determining whether to offer clearing services to prospective customers, Wells Fargo considers objective criteria including, without limitation, the customer’s investment profile, financial health, customer’s status as an Eligible Contract Participant (as such term is defined in the Commodity Exchange Act), legal character, industry reputation and the relevant legal and commercial terms. Wells Fargo Clearing Services, LLC is also under FINRA’s radar. A note about social media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. Querying, downloading, and receiving customized and consolidated reports and files, including: Viewing daily settlement details, statements, and historical data, Is one of the oldest, continuously operating financial institutions in the world, Is a leading financial services company based in the United States with an extensive global reach, Is one of the strongest banks globally that give your business peace of mind, Broad lending platform with a strong balance sheet, Execution sales team members average more than 20 years of experience, Clearing sales team is knowledgeable and focused on specific market segments, such as food and agriculture, energy, and financial services, Customizable real-time market analytics (for some products), Leveraging a single point of contact for cleared over-the-counter derivatives and listed futures products, Services tailored to meet customers’ needs. The Registered Agent on file for this company is Corporation Service Company Dba Csc - Lawyers Incorporating Service Company and is located at 211 E. 7th Street Suite 620, Austin, TX 78701-3218. Filialen von WELLS FARGO CLEARING SERVICES, LLC in United States. We formed this opinion over many years of reviewing quotes, applications, and statements that push opaque, overly aggressive pricing. For more detailed information on Wells Fargo Clearing Services LLC’s conduct, please visit Finra’s BrokerCheck, the SEC’s Investment Adviser Public Disclosure database, or your state’s regulatory agencies. All rights reserved. Wells Fargo provides clearing services to various types of customers including banks, insurance companies, corporations, hedge funds, and institutional asset managers. Wells Fargo provides clearing services through global clearing houses and, by leveraging our operational and risk management expertise, Wells Fargo is able to deliver support for customers’ clearing activities. yourislandnews.com | 6d. 4. It serves 4818 clients. Wells Fargo Clearing Services, LLC is a Texas Foreign Limited-Liability Company (Llc) filed on June 16, 2003. This message is for debugging purposes. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC (WFCS) and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. Derivatives Access, our web-based portal for credit, risk, and treasury management, provides a centralized hub for: Wells Fargo provides access to an extensive network of more than 45 futures exchanges worldwide covering futures contracts on a variety of products, including: Wells Fargo offers customers access to a wide range of electronic execution front-end systems. WELLS FARGO CLEARING SERVICES, LLC offers financial planning services, other services, portfolio management for individuals and/or small businesses, portfolio management for businesses, pension consulting services, selection of other advisers and also performs business activities as … ACCOUNT LOGIN. 9. Full Site. Wells Fargo Clearing Services, LLC is a registered investment firm headquartered in Denver, Colorado. If you suffered losses investing with Wells Fargo Clearing Services (f/k/a Wells Fargo Advisors) and would like a free consultation with a securities attorney, then please call Galvin Legal, PLLC at 1-800-405-5117. Company is located in the register under the national Company number 751222. It is a DE Limited Liability Company. ©2019 Wells Fargo Clearing Services, LLC. The Most Important Ages for Retirement Planning: Age 50, The Most Important Ages for Retirement Planning: Age 59 ½, The Most Important Ages for Retirement Planning: Age 65, The Most Important Ages for Retirement Planning: Age 66, The Most Important Ages for Retirement Planning: Age 70 ½, One North Jefferson Avenue, Mail Code: H0004-050, St. Louis, MO. One North Jefferson Avenue, Mail Code: H0004-050, St. Louis, MO (314) 875-3000 (314) 875-3000 Website. This firm offers services based on an hourly fee. Wells Fargo Clearing Services LLC Review Summary. Wells Fargo Clearing Services, LLC Broker, Kevin Schaefer, Has Had Six Customer Complaint Disclosures Throughout His Career. If you are an account holder and have questions about an account that is carried by Wells Fargo Clearing Services, LLC, please contact your financial advisor directly. Wells Fargo’s vision is … Investors now can access the digitally automated platform with a minimum $5,000 investment, managed at a 0.35% annual advisory fee. Asset Management. Advisors also figure out the best investment plan for a client, create an investment portfolio and follow its development. Wells Fargo Clearing Services, Llc Wells Fargo Clearing Services, Llc is a broker-dealer registered with the U.S. Security and Exchange Commission and incorporated in the state of Delaware. One North Jefferson Avenue, Mail Code: H0004-050, St. Louis, MO 63103. Wells Fargo Clearing Services, LLC (CRD# 19616) is a financial advisory firm headquartered in St. Louis, MO. Principals. Previous clients have reported and complained about serious financial damages and/or fraud. Contact Us. See who the company's key decision makers are. In addition, investors are seeing changes in 2020 that were … First Clearing provides correspondent services to broker-dealers and does not provide services to the general public. advisors may be frivolous. Wells Fargo Clearing Services, LLC | One North Jefferson Avenue | St. Louis, MO 63103 If you are an account holder and have questions about an account that is carried by Wells Fargo Clearing Services, LLC, please contact your financial advisor directly. The existence of such filings may not result in censure or penalty for an advisor and customer complaints against Dublin, OH 43017-2951. https://info.wellsfargoadvisors.com (614) 764-7535. In advisory roles changes and your end-of-year checklist industry since 1984, investment Adviser Public Disclosure,... 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